A SPECIAL MESSAGE
I am excited to announce that starting today, June 17, 2019, I have become a member of the LPL Financial family, the number one independent broker/dealer in America*. I will provide you with more detailed information individually, but please rest assured that this new affiliation is an improvement and will positively impact my ability to advise and service clients.
I was an Advisor with Securities America for 3 years, and I am grateful of their support. But at this stage my practice needs to be associated with a financial broker/dealer that is better able to handle my growing business and the changing financial environments.
I will be reaching out to you in the next couple of days to discuss this move with you. Please visit lplfinancial.lpl.com to learn more about LPL Financial, my new broker/dealer. If you have any questions in the meantime, please don’t hesitate to give me a call at 310-534-5490.
Also, please find FINRA’s educational communication regarding factors to consider in determining whether to transfer your assets by clicking on this link:
finra.org/sites/default/files/Broker-Dealer-Recruitment-Disclosure.pdf
We are very excited to work with LPL Financial and believe it’s going to be a good step for our firm and our clients. As always, I appreciate your continued business.
* as reported by Financial Planning magazine, June 1996-2018, based on total revenue